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Regulatory transformation is not only about changing an organization's technology and processes; it is also about empowering and engaging its people throughout the journey. In this article, Rick Borges looks at the key role that people play as enablers of regulatory transformation.
International

Wherever people live, work, and play, there are rules and regulations to protect the public. We explore what regulation looks like around the world.

Regulatory transformation is not only about changing an organization's technology and processes; it is also about empowering and engaging its people throughout the journey. In this article, Rick Borges looks at the key role that people play as enablers of regulatory transformation.
To mitigate the risk of major operational failures affecting the day-to-day lives of millions of financial services customers, U.K. regulators issued new rules on operational resilience that came into force in March 2022. In this article, Rick Borges looks at the requirements and the impact they will have on firms’ cyber resilience and use of third-party providers.
On July 31, the U.K.’s Financial Conduct Authority (FCA) will begin enforcing a new Consumer Duty that will set higher and clearer standards of consumer protection across financial services and require firms to put their customers’ needs first. In this article, Ascend Contributor Rick Borges explores the impact this change will have on how firms operate.
In Part 1 of Paul Leavoy's conversation with Australian doctor, lawyer, and academic Dr. Marie Bismark, they discuss the mental health of practitioners, the common features of sexual misconduct complaints in health care, and the effectiveness of regulatory interventions in cases of sexual misconduct.
Our latest Ascend Magazine Q&A tracks the career of one of health care's most accomplished regulators and takes a look at the concepts that shape the field of health policy overall.
It may have been the second consecutive year defined by a global pandemic, but a lot happened outside of COVID-19 in 2021. We went through the headlines of the year and distilled the news down to these five pervasive trends in regulation.
No regulators are exactly alike, and each journey toward regulatory excellence will ultimately be unique. But experts from the Penn Program on Regulation offer five strategic recommendations that can be adopted by any regulator pursuing regulatory excellence. Find out what they are in Part 2 of our series on regulatory excellence.
So, Right-touch regulation might sound great in theory, but how about in practice? Does the theoretical model for "good" regulation work effectively in the world of regulation? We explore in our series on the regulatory framework.
Regulators around the world approach the process of regulation differently. In his efforts to determine what makes good regulation, Harry Cayton helped design what came to be called Right-touch regulation. In this series, Ariel Visconti explores what it is and how it is used in practice.

SPECIAL REPORT

Updated: A breakdown of all interstate licensing compacts

IN BRIEF

Week-in-Brief-Banner-September-25-2023
Connecticut
Major sports leagues support Quebec betting expansion: Weekly regulatory news

The Week in Brief is your weekly snapshot of regulatory news and what's happening in the world of professional licensing, government technology, and public policy.
This week in regulatory news, major sports leagues join the effort to modernize Quebec’s sports betting industry, Kansas relaxes certain exam requirements for teacher licensure, and more.

FEATURED TOPIC

Regulatory Licensing